Health care providers, health plans and their business associates are prohibited from using or disclosing PHI when the PHI is requested to conduct a criminal, civil, or administrative investigation ...
The North American Securities Administrators Association (NASAA) has approved amendments to the group’s model conduct rules built around the SEC's Regulation Best Interest, according to NASAA ...
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State Marketing Rules for Financial Advisors Don’t Match the SEC’s. Nasaa Wants to Fix That.
State securities regulators are seeking feedback on a proposal to align state-level marketing rules for investment advisors with federal regulations. The North American Securities Administrators ...
We recently had occasion to review Model Rule 1.6, the rule governing attorney-client confidentiality issued by the American Bar Association (ABA), and to compare it with the version adopted by New ...
Is there a legal ethics rule that no lawyer ever has been sanctioned for having violated? The answer to that question is “no,” but because ABA Model Rule 2.1 comes very close, it is routinely ...
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