JPMorgan seeks restraining order against ex-advisor Kevin Sercia for allegedly soliciting clients after joining LPL Financial ...

Both were reported recently to Maine’s Attorney General, which publishes such incidents online. LPL reported its data breach ...

SAN DIEGO, March 03, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisor Michael Carmichael, RFC®, CRPS®, founder of Carmichael Financial, has joined LPL ...

New hire brings mix of client experience, digital and consulting chops as the independent broker-dealer behemoth leans into ...

Nationwide promotes leaders in its retirement plans and financial services businesses; AssetMark’s Erin Wood and ...

LPL Financial Holdings Inc. (NASDAQ:LPLA), the nation's largest independent broker-dealer, has been navigating a complex financial landscape with a mix of strategic initiatives and market challenges.

Ilan Davidovici Ilan Davidovici Executive Vice President, Corporate Strategy LPL Financial SAN DIEGO, Jan. 12, 2026 (GLOBE ...

A Ninth Circuit appellate panel ruled that10 advisors recruited to LPL from Ameriprise have the right to resist turning over ...

SAN DIEGO and WALTHAM, Mass., March 31, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ: LPLA) (together with its subsidiaries, including LPL Financial LLC, “LPL Financial” or “LPL”) ...

Cetera welcomes financial advisor Kim Ramchandani and her deeply personal, relationship-driven approach to financial planning ...

Elovic and Murphy join an impressive suite of leadership at LPL, following recent additions to the Management Committee, including Emily Field as chief people officer and Matt Morningstar as chief ...

SAN DIEGO, May 20, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Duane Dollar, CFP®, ChFC®, CASL®, and Phillip Owens, MBA, CFP®, CRPC™, RICP®, APMA™, have joined ...